التزامات المستشار في سوق الأوراق المالية : دراسة تحيلية في ضوء التشريع العراقي و الإماراتي و الأمريكي

Abstract EN

Counselor in the stock market significantly contributes to encourage investors customers on foot to invest their savings in the stock market, since most of them with little experience and knowledge to deal with securities and him purports to deal in the securities field and knowledge of the current and future market conditions, and the movement of the prices of securities Finance on the one hand, and knowledge of the issuer of securities and the ability to data issued on the other hand that analysis, and the use of those who are available has the ability to understand the market conditions and to assist in making decisions related to trading securities, an advisor in the stock market.

The consequences of adviser in the stock market a set of obligations, some of these obligations resulting from the contractual relationship between the adviser and the client investor, Vtad contractual obligations and that the intervention of law in the organization, while no other commitments are provided for under the legislation requiring adviser securities market.