التزام الوسيط بالتبصير في عقد الوساطة في سوق العراق للأوراق المالية : دراسة مقارنة

Abstract EN

the Obligation of Enlighten By the Broker in the Brokerage Contract in Iraqi Stock Exchange Stock broker has played a pivotal role in the process of trading in securities within the stock market.

The exchange of purchase and sale of securities achieve only by brokers authorized by the market and they are buying and selling securities for the benefit and account of clients .The Brokerage contract between the broker and the client imposes many obligations on both of parties and the most important one is the Enlighten his client of all the information that he cares about, which will create a correctly consent of the client.This obligation arises many problems because of the lack of legal organizing of this contract in Iraqi legislation.

Thisresearch,s aim is to determine the conception of the oblgation , as well as indicates the nature, conditions, scope of this contract.

In addition, the research explains the provisions of the breach of obligation by the stock broker which represents by disciplinary responsibility in front of the market and civil responsibility that requires a compensation for the damages of client due to such breach.