الالتزام بتقديم المشورة في سوق الأوراق المالية : دراسة مقارنة

الملخص EN

Abstract The stock market of the important investment areas, which require experience and skill those who deal in this area wants to know the real-time market conditions and future, and the movement of prices of securities on the one hand, and knowledge of the issuer of securities and the ability to data issued on the one hand that analysis others.

This experience and knowledge in fact not everyone is available, which pays from dealing in the stock market wants to use including available has the ability to understand the market conditions and assist in the decision to buy or sell securities or to keep, in other words, to ask for his advice.

So there was a need to create what is known as a contract advice, which is committed to The creditor - Investment Advisor- whereby they provide advice to the client about the process to be concluded in the stock market, and that many of legislation work in the stock market organized by the released of legislation, due to the gravity of the role played by, and to protect the client from illegal practices.

Especially those issued by the same investment adviser as the client or mislead the primacy of his interests at the expense of the interests of the client, fundamental ways responsibility for the breach of this obligation.